Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 6-K

 

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934

Date of Report: June 2, 2021

Commission File Number: 001-36891

 

 

Cellectis S.A.

(Exact Name of registrant as specified in its charter)

 

 

8, rue de la Croix Jarry

75013 Paris, France

+33 1 81 69 16 00

(Address of principal executive office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F  ☒                 Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

 

 

 


General Meeting

Cellectis S.A. (the “Company”) held its Combined Ordinary and Extraordinary General Meeting (the “Meeting”) on June 1, 2021. Filed as Exhibits 99.1 and 99.2 hereto are the press release and the voting results for the Meeting, respectively.

EXHIBIT INDEX

 

Exhibit

  

Title

99.1    Press Release, dated June 1, 2021.
99.2    Voting Results for the Combined Ordinary and Extraordinary General Meeting.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    CELLECTIS S.A.
    (Registrant)
June 2, 2021     By:  

/s/ André Choulika

      André Choulika
      Chief Executive Officer
EX-99.1

Exhibit 99.1

 

LOGO

PRESS RELEASE

Cellectis S.A. Reports Results from Annual Shareholders’ General Meeting

Held on June 1, 2021

June 2, 2021 – New York (N.Y.)—Cellectis S.A. held its Annual Shareholders’ General Meeting (Euronext Growth: ALCLS – Nasdaq: CLLS) on June 1, 2021 at its head office in Paris, France.

At the meeting, during which more than 66% of voting rights were exercised, Resolutions 1 through 24 were adopted. Resolution 25 was rejected.

The detailed results of the vote and the resolutions are available on the company’s website:

https://www.cellectis.com/en/investors/general-meetings/

About Cellectis

Cellectis is developing the first of its kind allogeneic approach for CAR-T immunotherapies in oncology, pioneering the concept of off-the-shelf and ready-to-use gene-edited CAR T-cells to treat cancer patients. As a clinical-stage biopharmaceutical company with over 21 years of expertise in gene editing, Cellectis is developing life-changing product candidates utilizing TALEN®, its gene editing technology, and PulseAgile, its pioneering electroporation system to harness the power of the immune system in order to targetand eradicate cancer cells.

As part of its commitment to a cure, Cellectis remains dedicated to its goal of providing life-saving UCART product candidates to address unmet needs for multiple cancers including acute myeloid leukemia (AML), B-cell acute lymphoblastic leukemia (B-ALL) and multiple myeloma (MM).

Cellectis headquarters are in Paris, France, with additional locations in New York, New York and Raleigh, North Carolina. Cellectis is listed on the Nasdaq Global Market (ticker: CLLS) and on Euronext Growth (ticker: ALCLS). For more information, visitwww.cellectis.com

Follow Cellectis on social media: @cellectis, LinkedIn and YouTube.

TALEN® is a registered trademark owned by Cellectis

For further information, please contact:

Media contacts:

Margaret Gandolfo, Communications Manager, 646-628-0300,

Margaret.gandolfo@cellectis.com

Conor McGoldrick, Zeno Group, 914-355-0927, Conor.Mcgoldrick@zenogroup.com

IR contact:

Simon Harnest, Chief Investment Officer, 646-385-9008, simon.harnest@cellectis.com

EX-99.2

Exhibit 99.2

CELLECTIS - GENERAL ASSEMBLY - 06/01/2021

VOTE RESULTS

Ordinary Resolutions

 

                       
    Nb           Resolution           Result       For   Against   Vote withhold   Total votes     Shares represented  
by the votes cast
 

Percentage of the
share capital
  represented by the  
votes cast

 

  Out of vote
  voting rights  
    Null voting  
rights
      Quorum    
  Votes   %   Votes   %   Votes   %

1

  Approval of the annual financial statements for the financial year ended December 31, 2020
  1   Carried       35 281 035         99,96 %           15 553           0,04 %           25 391             -           35 296 588           30 356 818           66,775 %       0   0   66,775 %

2

  Approval of the consolidated financial statements for the financial year ended December 31, 2020
  2   Carried   35 281 495   99,96 %   15 578   0,04 %   24 906   -   35 297 073   30 356 818   66,775 %   0   0   66,775 %

3

  Earnings allocation for the financial year ended December 31, 2020
  3   Carried   35 295 190   99,96 %   15 583   0,04 %   11 206   -   35 310 773   30 356 818   66,775 %   0   0   66,775 %

4

  Review of the agreements referred to in articles L. 225-38 et seq. of the French commercial code
  4   Carried   26 203 010   76,78 %   7 923 390   23,22 %   1 195 579   -   34 126 400   30 356 818   66,775 %   0   0   66,775 %

5

  Setting of the amount of the total compensation to be granted to the non-executive directors
  5   Carried   33 716 812   95,52 %   1 579 674   4,48 %   25 493   -   35 296 486   30 356 818   66,775 %   0   0   66,775 %

6

  Renewal of the appointment of Mr. André Choulika as a member of the board of directors
  6   Carried   35 093 550   99,39 %   215 208   0,61 %   13 221   -   35 308 758   30 356 818   66,775 %   0   0   66,775 %

 

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CELLECTIS - GENERAL ASSEMBLY - 06/01/2021

VOTE RESULTS

 

Ordinary Resolutions

 

                       
    Nb           Resolution           Result       For   Against   Vote withhold   Total votes     Shares represented  
by the votes cast
 

Percentage of the
share capital
  represented by the  
votes cast

 

  Out of vote
  voting rights  
    Null voting  
rights
      Quorum    
  Votes   %   Votes   %   Votes   %

7

  Renewal of the appointment of Mr. David Sourdive as a member of the board of directors
  7   Carried       31 577 482         89,43 %         3 733 201           10,57 %             11 296             -           35 310 683       30 356 818   66,775 %   0   0   66,775 %

8

  Renewal of the appointment of Mr. Alain-Paul Godard as a member of the board of directors
  8   Carried   29 959 967   84,86 %   5 345 193   15,14 %   16 819   -   35 305 160   30 356 818   66,775 %   0   0   66,775 %

9

  Authorization to be granted to the board of directors to buy back Company shares
  9   Carried   34 666 724   98,22 %   627 789   1,78 %   27 466   -   35 294 513   30 356 818   66,775 %   0   0   66,775 %

 

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CELLECTIS - GENERAL ASSEMBLY - 06/01/2021

VOTE RESULTS

 

Extraordinary Resolutions

 

                       
    Nb           Resolution           Result       For   Against   Vote withhold   Total votes     Shares represented  
by the votes cast
 

Percentage of the
share capital
  represented by the  
votes cast

 

  Out of vote
  voting rights  
    Null voting  
rights
      Quorum    
  Votes   %   Votes   %   Votes   %

10

  Authorization to be granted to the board of directors to reduce the Company’s share capital by cancelling shares in the context of the authorization granted to the board of directors to buy back Company shares
  10   Carried       35 110 715         99,44 %           196 612             0,56 %           14 652           -           35 307 327       30 356 818   66,775 %   0   0   66,775 %

11

  Delegation of authority to be granted to the board of directors to increase the share capital by issuing ordinary shares or any securities, with cancellation of the shareholders’ preferential subscription rights, in favor of a category of persons meeting specified characteristics (investors having experience in the health or biotechnology sector)
  11   Carried   33 442 685   94,72 %   1 863 854   5,28 %   15 440   -   35 306 539   30 356 818   66,775 %   0   0   66,775 %

12

  Delegation of authority to be granted to the board of directors to increase the share capital by issuing ordinary shares or any securities, with cancellation of the shareholders’ preferential subscription rights, in favor of a category of persons meeting specified characteristics (credit institution, investment services provider or syndicate member guaranteeing the completion of the considered issuance)
  12   Carried   33 288 554   94,28 %   2 018 685   5,72 %   14 740   -   35 307 239   30 356 818   66,775 %   0   0   66,775 %

13

  Delegation of authority to be granted to the board of directors to increase the share capital by issuing ordinary shares or any securities, with cancellation of the shareholders’ preferential subscription rights, in favor of a category of persons meeting specified characteristics (industrial companies, institutions or entities active in the health or biotechnology sector)
  13   Carried   33 288 388   94,29 %   2 016 751   5,71 %   16 840   -   35 305 139   30 356 818   66,775 %   0   0   66,775 %

14

  Delegation of authority to be granted to the board of directors to increase the share capital by issuing ordinary shares or any securities, with cancellation of the shareholders’ preferential subscription rights, in favor of a category of persons meeting specified characteristics, in the context of equity or bond financing
  14   Carried   33 289 282   94,29 %   2 015 192   5,71 %   17 505   -   35 304 474   30 356 818   66,775 %   0   0   66,775 %

15

  Delegation of authority to be granted to the board of directors to increase the share capital immediately or in the future by issuing ordinary shares or any securities giving access to the share capital, while preserving the shareholders’ preferential subscription rights
  15   Carried   34 759 812   98,45 %   547 863   1,55 %   14 304   -   35 307 675   30 356 818   66,775 %   0   0   66,775 %

 

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CELLECTIS - GENERAL ASSEMBLY - 06/01/2021

VOTE RESULTS

 

Extraordinary Resolutions

 

                       
    Nb           Resolution           Result       For   Against   Vote withhold   Total votes     Shares represented  
by the votes cast
 

Percentage of the
share capital
  represented by the  
votes cast

 

  Out of vote
  voting rights  
    Null voting  
rights
      Quorum    
  Votes   %   Votes   %   Votes   %

16

  Delegation of authority to be granted to the board of directors to increase the share capital immediately or in the future by issuing ordinary shares or any securities giving access to the share capital, with cancellation of the shareholders’ preferential subscription rights, through a public offer (excluding offers referred to in paragraph 1° of article L. 411-2 of the French monetary and financial code)
  16   Carried       33 424 837         94,67 %         1 882 662         5,33 %         14 480           -           35 307 499       30 356 818   66,775 %   0   0   66,775 %

17

  Delegation of authority to be granted to the board of directors to increase the share capital by issuing ordinary shares or any securities, with cancellation of the shareholders’ preferential subscription rights, through an offer referred to in paragraph 1° of article L. 411-2 of the French monetary and financial code
  17   Carried   33 443 757   94,72 %   1 863 017   5,28 %   15 205   -   35 306 774   30 356 818   66,775 %   0   0   66,775 %

18

  Delegation to be granted to the board of directors in order to increase the number of securities to be issued as a result of a share capital increase with or without preferential subscription rights performed pursuant to the aforementioned delegations
  18   Carried   33 444 799   94,73 %   1 860 865   5,27 %   16 315   -   35 305 664   30 356 818   66,775 %   0   0   66,775 %

19

  Overall limitations to the amount of the share capital increases that could be completed pursuant to the aforementioned delegations
  19   Carried   33 944 832   96,15 %   1 360 937   3,85 %   16 210   -   35 305 769   30 356 818   66,775 %   0   0   66,775 %

20

  Delegation of authority to be granted to the board of directors to increase the share capital by way of incorporation of premiums, reserves, profits or others
  20   Carried   34 989 770   99,10 %   318 009   0,90 %   14 200   -   35 307 779   30 356 818   66,775 %   0   0   66,775 %

21

  Authorization to be granted to the board of directors to grant options to subscribe or purchase ordinary shares of Company shares, entailing a waiver by the shareholders of their preferential subscription rights
  21   Carried   34 122 189   96,64 %   1 184 888   3,36 %   14 902   -   35 307 077   30 356 818   66,775 %   0   0   66,775 %

 

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CELLECTIS - GENERAL ASSEMBLY - 06/01/2021

VOTE RESULTS

 

Extraordinary Resolutions

 

                       
    Nb           Resolution           Result       For   Against   Vote withhold   Total votes     Shares represented  
by the votes cast
 

Percentage of the
share capital
  represented by the  
votes cast

 

  Out of vote
  voting rights  
    Null voting  
rights
      Quorum    
  Votes   %   Votes   %   Votes   %

22

  Authorization to be granted to the board of directors to grant free shares of the Company to employees and/or corporate officers of the Company and of its subsidiaries, entailing a waiver by the shareholders of their preferential subscription rights
  22   Carried       34 142 435         96,70 %         1 164 532           3,30 %           15 012       -       35 306 967       30 356 818   66,775 %   0   0   66,775 %

23

  Overall limitations to the amount of the share capital increases that could be completed pursuant to the above authorizations and delegations
  23   Carried   35 273 594   99,91 %   31 975   0,09 %   16 410   -   35 305 569   30 356 818   66,775 %   0   0   66,775 %

24

  Amendment of Article 18 of the by-laws relating to shareholders meetings (clarification of voting procedures)
  24   Carried   35 288 924   99,95 %   17 663   0,05 %   15 392   -   35 306 587   30 356 818   66,775 %   0   0   66,775 %

25

  Delegation to be granted to the board of directors to increase the Company’s share capital for the benefit of employees who are members of a company savings plan(s) (plan d’épargne d’entreprise) implemented pursuant to articles L. 3332-1 and following of the French labor code
  25   Rejected   11 192 589   31,71 %   24 105 651   68,29 %   23 739   -   35 298 240   30 356 818   66,775 %   0   0   66,775 %

 

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